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China's Economic Transition Period Financial Regulatory Research,

Posted on:2006-10-17Degree:DoctorType:Dissertation
Country:ChinaCandidate:Q LiFull Text:PDF
GTID:1116360152990937Subject:Political economy
Abstract/Summary:PDF Full Text Request
To strengthen and improve the financial superintendence of our country during the period when China turns from planned economy country to market economy country and to raise the validity of superintendence,is not only the importantly realistic issue concerning of the financial economic steadiness and safety of our country, but also the importantly strategic issue whether Chinese financial economy increases continuously and participates in economic globalization smoothly or not. According to the logic clue of "put forward issues, ——analyze issues ——solve issues", the author start to research on the financial superintendence of our country during the period. It attempts to put forward the problem and the challenge in financial superintendence of our country, analyzes the reason, combines with the characteristic of our country in nowadays and refers to the lesson and experience in financial superintendence of other country, in order to offer reference to perfect the financial superintendence of our country. The major viewpoints of this paper are: (1) the deep reason of the financial superintendence issue of our country lies in the own abuse of the financial organization in our country( such that the owner of state-owned commercial bank is empty).So if we want to reinforce and perfect the financial superintendence of our country, firstly, we should accelerate the step of financial reform such as company administer structural construction of state-owned commercial bank; (2) Aiming at current deficiency of superintendence system,mixed tendency in domestic financial field, referring to other countries' experience, our country should establish the unified superintendence system in the future. During the transition period our country should take the measures such as supervising the mixed-business enterprises by CBRC and so on. The paper is divided into 5 chapters besides the introduction. The introduction introduces the reason of subject selection, document summary, content frame, research technique and outstanding characteristic briefly. The first chapter is the basic part of this paper. It makes a general investigation on financial superintendence. It introduces the purpose, the basic intension, the basis and the object of financial superintendence. And it sets the reforming and opening and the establishment of CSRC(China Securities Regulatory Commission) in 1992 for the boundary point to introduce the history of financial superintendence briefly,then prepares for the full paper. The second chapter puts forward the problem and the challenge in financial superintendence of our country. Firstly, there exists serious lag in self-control mechanism of our country's financial organization, and the development of security market is not perfect, so our country must pay closely attention to and guard against the potential huge risk and crisis in financial field. Secondly, the current superintendence system of our country has deficiency and the validity of financial superintendence is not enough. At last, the financial superintendence must face the new problem that is brought by the open of financial market step by step and the financial internationalization. The tendency of financial internationalization, such as the variation of financial organization's business, the flow of international capital, the high-tech and network, takeover tide in financial field etc, bring new pressure and challenge to financial superintendence. In the chapter three, the author analyses financial supervision questions of our country transition period in economics ways. First of all, the financial institutions own drawbacks of our country are a profound reason why the financial supervision of our country goes wrong in transition period. The state-owned commercial bank property right fuzzy and security market government's too much interference cause financial institution's inside supervision mechanism lag behind and not difficult to realize effective financial supervision. Secondly, each side party's insufficient understanding of the...
Keywords/Search Tags:The economical transition period, Financial superintendence, The individual industry supervision, Supervision in unison, The mechanism of internal control, Company's administration structure
PDF Full Text Request
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