The Privately Offered Fund's Regulation And Development In Our Security Market

The Privately Offered Fund which I investigate in the thesis is limited to second-class security market, and only within this scope, 1 present some ideas about regulating and developing the privately offered fund .The Privately Offered Fund is one kind of financial business appearing in our security market in the recent years, one form of expression of "Conducting financial transactions for customers" in investment securities. Until recently, the theoretical research on the Privately Offered Fund in our country still stays in the primary stage , and even don't acquires any substantive research results. But because it has a great influence upon security market, it may be predicted that the research of the Privately Offered Fund will become an important topic in our theoretical field.Through comparative analysis and, deduction and induction analysis in this thesis, I conduct a multi-level, and many-sided comparative analysis of the Privately Offered Fund and the Public Offered Fund, carry out a deeper research on the main part of investment, capital sources, law construction and operation mechanism, and investigate the existing issues, intentions. And some concrete measures of regulation the development. Up to date, the concerned departments in our country have not a formal explanation of the Privately Offered Fund, but with a view to its important influence on security market. I primarily explore courageously in this thesis. The Privately Offered Fund in order to make it service our security market, even risk investment in a regular form. This is the objective of this topic.This thesis consists of six parts.The first one is introduction. The second one is common theory of the Privately Offered Fund, i.e. the connotation, features, functions and actions of the Privately Offered Fund. The third one reveals the existing form, scales and operation situation through analyzing the practical conditions and investigates its drawbacks in such aspects as the main part of investment, operation mechanism and capital sources. The fourth one puts forward a development tentative plan and steps through ambining the situation in our country, and having successful experience of operation mechanism of foreign Privately Offered Fund to go by. The fifth one raises some regular rectifying and reforming measures for the drawbacks, including the concert regular measures of law and operation. The last one is conclusion.