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The Comparative Study On Margin Trading Of Legal

Posted on:2011-11-23Degree:MasterType:Thesis
Country:ChinaCandidate:H Q XiaoFull Text:PDF
GTID:2166330332458457Subject:Economic Law
Abstract/Summary:PDF Full Text Request
Margin trading in China's securities as a new product launch, the impact of China's securities market is quite substantial. China's long-term unilateral market, it provides investors with a"short"investment choice for securities dealers to open up a new profit platform, vibrant stock market as a whole. Of financial leverage as a kind of securities products, margin trading opportunities for the market at the same time, also brought quite a lot of risk. To avoid or reduce these risks requires a comprehensive understanding of the concept of margin trading, development history, but also to learn from the experiences of some developed countries and regions, and lessons learned. Especially in the legal system, from the United States, Japan, China Taiwan and mainland China comparison, we can glimpse our margin trading system, the strengths and weaknesses. The introduction of margin trading system, in our legal system is not yet the case of a sound, both for the entire stock market, or individual investors, will face some legal risk. Analysis of these legal risks, we must first clarify the margin trading and securities firms included in the agency relationship between investors, securities traders and investors, the relationship between the lending, securities traders and investors, the trust relationship between the dealer and the guarantee the relationship between the investors.
Keywords/Search Tags:Margin trading, Legal System, Customer Qualification, deposit, Legal Risk
PDF Full Text Request
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