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The Civil Liability Of Securities Analysts

Posted on:2011-04-02Degree:MasterType:Thesis
Country:ChinaCandidate:Y WuFull Text:PDF
GTID:2166330332973225Subject:Law
Abstract/Summary:PDF Full Text Request
The vigorous development of China's capital market led the growth of the securities consulting industry, securities analysts are the backbone of the securities in the consulting industry, their emergence and existence in the development of the stock market played a direct role in promoting. Stock market can not develop without the active participation of investors, market participants can not without professional guidance of the securities analyst in the investment process. How to determine the civil liability of securities analysts in a reasonable range and protect the investors'legitimate rights and interests at the same time is very important in the current. Mobilize medium and small investors to consciously participate in the supervision of securities activities of securities analysts, clear and definite the responsibilities of both side is one of the best ways to protect the healthy and orderly development of securities market. Clear the nature of securities analysts and legal responsibility constituent elements to determine appropriate and reasonable scope of the exemption in order to guarantee the normal practice of securities analysts, while medium and small investors to reduce risk and protect the legitimate right and interests of both parties to achieve both win-win situation.
Keywords/Search Tags:securities analysts, tort liability, presumption of fault, defenses
PDF Full Text Request
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