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Research On The Legal Regulating Of Our Country's Non-listed Public Company Market

Posted on:2012-09-12Degree:MasterType:Thesis
Country:ChinaCandidate:S YinFull Text:PDF
GTID:2166330335975552Subject:Economic Law
Abstract/Summary:PDF Full Text Request
Constracting a Non-listed public company equity trading market both the requirement of the development of the multi-level capital market in China and the practice of the stock market. The research of this subject may involve economics, management and law. This thesis from the views of the market regulation law, to the principle of fairness and efficiency in economic law, and propose to establish the Chinese characteristics Non-listed public company equity trading market.The thesis firstly defines the concept of Non-listed public company and Non-listed public company equity trading market. The concept of Non-listed public company is proposed by the Securities regulators in ourcountry in order to adapt to the revised Securities Law and the development of capital markets. At present a unified theory of it was not defined. This section presents this the range of non-listed public company and Non-listed public company equity trading market in this thesis. Using the methods of historical study, Grasp the development context of the equity trading of Non-listed public company in the macro.Sencondly, using the method of Empirical analysis, Analysis the practice of market at present as an example of the Tianjin Equity Exchange and the Share Transfer System, to proposed a unified national Non-listed public company equity trading market. From the need to regulation of the equity trading of Non-listed public company, summed up our country's regulatory status. And further analysis of regulatory problems, to think of the insufficient.Thirdly, it briefly introduces the current situation of the Non-listed public company equity trading market in the USA, Japan and Taiwan Province of China, compaers the different features among them. Reveals the evolutions of the legal regulating in the other countries or district by the research in the establishment of the legal regulating mechanism of Non-listed public company equity trading market in our country.Finally, proposed the vision of building the legal regulating of Non-listed public company equity trading market in our country. Analysis the basic of estabilsh the legal regulating of Non-listed public company equity trading market in our country and the The basic content of it in macro. Then specific analysis then legal regulating mechanism including the system of the market access, the equity trust and the information disclosure.
Keywords/Search Tags:Non-listed public company, OTC, Stock trading, Securities legal regulating
PDF Full Text Request
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