Legislative Supervision Of Financial Holding Conglomerates' Affiliated Transactions In China

With the financial globalization and the multiplicative management, the financial holding conglomerate is the innovative organization for improving competitive power. The financial holding conglomerate reduces operation cost and works in coordination by affiliated transaction. But it is possible that the financial conglomerate makes improper affiliated transactions which will bring enormous harm and destroy the financial order seriously.How to keep balance between the right of financial holding conglomerate and the power of supervisor in the process of legislative supervision of affiliated transactions? The thesis regards this question as the starting point, and makes a comparative analysis of other country's legislative supervision of financial holding conglomerates'affiliated transactions. At the same time, it analyses the present situation of the financial holding conglomerate's affiliated transactions and the legislative supervision in China. Based on the analysis, the author points out we must perfect the legislation and establish the institutions to provide the financial holding conglomerate'affiliated transactions, such as the institution of interior control and the institution of information disclose and so on. The systematic legislation will bring operative supervision of affiliated transactions and promote the development of financial holding conglomerate.The full thesis is divided into four chapters beside preface. Chapter one set forth the definition and the characteristic of financial holding conglomerate and its affiliated transactions, and then classified financial...