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On The Mode Of "Mouse Storehouse" Conviction

Posted on:2011-02-19Degree:MasterType:Thesis
Country:ChinaCandidate:L M ZhaoFull Text:PDF
GTID:2166360305482296Subject:Law
Abstract/Summary:PDF Full Text Request
"Mouse storehouse", not only damaged the Fund's assets and the interests of holders of fund shares, but also reduces the equity fund investor confidence in securities markets has shaken the foundation of development of securities markets. In order to punish "mouse storehouse", in February 2009 introduced in the Criminal Code Amendment (7), in section 180 added a subsection as paragraph 4, be included in the scope of criminal law sanctions. However, the conviction of this offense, there are still relatively large model of the controversy.This article based on the legislative status quo around the"mouse storehouse" into the acts of crime patterns this theme, the use of theory with practice and method of comparative analysis of such behavior patterns into the offense has done a more in-depth analysis. Paper content is divided into three parts:This section focuses on "mouse storehouse" the meaning of behavior. First of all, the existence of different points of view of its meaning were introduced, then presents this to the"mouse storehouse" definition. Secondly, by Tang Jian-case caused by the crime patterns of the differences into an overview of the second part of this paper focuses on the "Mouse storehouse"into crime model" conducted a foreshadowing.Partâ…¡:This section deals with "mouse storehouse"into the acts of crime patterns. First, the introduction of the United Kingdom, United States, Japan, Germany and China Taiwan region"Mouse storehouse" regulation of the legislative models; Second, the analysis of the impact of China's present for the"Mouse storehouse" behavior of the legislative models; Finally, based on the status of our legislation, the proposed increase in "financial institution employees in breach of trust," better improve the current legislation.Partâ…¢:This section focuses primarily on "mouse storehouse"causes and preventive measures. First, the analysis of it rampant reasons. Secondly, the proposed preventive measures. Improve relevant laws and conditions to allow employees to make personal securities transactions; From other areas to strengthen supervision and improve fund governance structure and establish the integrity of the system for securities practitioners.
Keywords/Search Tags:"Mouse storehouse", the crime patterns, crimes of breach of trust, crimes of insider trading
PDF Full Text Request
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