Research On Risk Management Of Investment Banking In China

With continuous enhancement of economic globalization and financial securitization,in the process of economic and financial development, the special status of investment banks have become increasingly evident. Being an important financial force in international financial markets, investment bank has played an irreplaceable role in modern market economy and financial system. Investment banking,an industry full of risks and opportunities, with the development and diversification of business structure, has become inevitable to face the inherent high-risk characteristics.Being late development of investment banking in China, there are greater gap between foreign investment banks. After joining WTO, China's investment banking industry is facing fierce competition in the market, which tests the risk management capabilities of investment banks, and also contributed to the improvement and perfection of financial System and capital market system involved with the boom and slump of investment banking development and capital markets.From the view of historical evolution and structure change of investment banking business, combining the development of Sino-foreign investment banking,using the experience of risk management strategies, tools and risk management system of investment banking business abroad, this paper focused on analysis of the status and development of China investment banking risk management, pointed out the experiences and shortcomings of China's investment banking, made a clear relationship between rights and interests, build risk early warning mechanism, improved the structure of risk management shaped the matrix network-monitoring system. And furthur more, in this paper advanced means of risk management recommendations are introduced through optimization of the risk information system.In this framework, risk management penetrated into decision-making, management, and executive-level, fufilled multi-level, comprehensive risk management, from empirical point of view, the results supported the idea proposed in this paper.