Research On The Interaction Of Exterior Supervision And Internal Government About Financial Risks Of Security Companies

China's security market is undergoing a continuous self-improving and perfecting period. Some security companies have been forced to stop their business by China's Securities Regulatory Commission due to their irregularities, such as, Nanfang Securities, and Dapeng Securities. There are also some brokerages becoming insolvent. Effective prevention and financial risk control measures have to be taken into account for the sake of securities companies'own survival and development, as well as the economic security and social stability. This paper reviewing relevant literatures both at home and abroad gives full explain to the financial risk control of China's securities companies from a collaborative interaction of the external and internal supervision perspective.This paper contributes a lot to the establishment of the content and the control of fanacial risks,and also focus on the analysis of the security practice, fianancial risk characteristics, and fanancial risk point, according to the combined analysis of effects and defects, theory and practice. According to the individual-combination theory, it analyses the effect and defect of the external and internal supervision. It also has answered the question how to establish an effective security regulation to keep a line with Securiy Regulation. At last, it offers suggestions for security companies how to predict and control the fanancial risks.