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The Comparative Study On Margin Trading

Posted on:2010-02-05Degree:MasterType:Thesis
Country:ChinaCandidate:Y ZhangFull Text:PDF
GTID:2189360275968533Subject:International Law
Abstract/Summary:PDF Full Text Request
In the deteriorative situation of stock market, a fit of appeals of margin trading reform have been supported widely. As a result, October, 2008, Securities Regulatory Commission which is admitted by State Council will put forth margin trading reform on their agenda. Now everything is well-prepared, and it will overcome unilateral institutional flaw when reform bear fruits.Is our legal system of margin trading effective to control high risks in trading? Is our system under a superfluous inspection that has depressed the growth of margin trading? Whether we have a perfect equilibrium in supervisory procedure? The questions above deserve to consider seriously. Therefore, there will be a deepened analysis and osmosis for legal systems of overseas margin trading in this paper, and we will try to find answers to our preliminary queries. Definitely, we regard rationality of legal system of margin trading as the key step to deal with the task.After having a glance of history of margin trading reforms in various regions and countries, we will discuss the conditions for building legal system of margin trading. And such a system would be divided into three parts for research and debate: qualifications for margin trading, appropriate behaviors and supervisory institutions. Since then we will have a comparative analysis about systems in our mainland and outdoors. This paper also proposed some suggestions which are including establishing Securities Financial Companies, coordinating the rules of law which regulate the intrust of margin trading, using plentiful means to control the risk of margin trading.
Keywords/Search Tags:Margin Trading, Legal System, Legal Transplant, Securities Financial Company, Risk-control Mechanism
PDF Full Text Request
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