Research On Multi - Level Carbon Finance Supervision System In China

Since 2013 seven carbon emissions trading pilot started trial operation has four years of time, during this period, China’s carbon emissions trading in the groping around at the same time, with the financing of carbon emissions exchange derived financial products, risk diversification and other functions of the carbon finance is gradually rising., also known as green finance, for the stable carbon quota price, has an important role to improve the efficiency of capital and financing, and its own as the attribute of financial products also determines the active financial markets in the premise of promoting sustainable development, improve the overall economic efficiency of the role. However, they cannot do without any legal system a healthy and orderly operation of the security market, in order to better the construction of carbon emissions trading market, promote the formation of carbon finance pattern, China needs to construct our country’s carbon financial market law System and market supervision system. Although seven carbon emissions trading pilot began trial operation, will be part within a year end of the pilot entered the formal operational, but in terms of carbon financial market and the legal system of the supervision system still need to further study.This paper will be of carbon financial market supervision system to focus the discussion and analysis, expect to be able to form in line with the current situation of our country multi-level carbon financial market supervision law system. In the part of introduction based on carbon finance is including carbon emissions trading, derived on the carbon emissions trading of many financial activities and interaction, the necessity of carbon financial market supervision are briefly introduced, and the same carbon emissions trading rights regulation phase difference. Exploration of multi-level carbon finance regulatory system helps to promote the construction of the carbon financial market supervision theory research and practice in the regulatory system.In the carbon financial supervision is to explore them and what the value of the first part of this paper, combined with our existing financial regulatory principles and the core principles of effective banking supervision on the Bank of Basel committee "as the center, that the carbon financial supervision in China should focus on the basic principles of the principle of independence and cooperation principle. According to regulatory principles, stable operation and the risk prevention principle, internal control and external control combined with the principles and the principle of international cooperation to be established. Because of China’s carbon emissions trading has not yet formed a unified and perfect legal system and legal system, so its as yet the concept of carbon finance legal supervision and legal system it is difficult to carry out the research stage of legal system and the legal system, fortunately, carbon emissions trading is the core of carbon finance, carbon finance supervision is bound to improve the carbon emissions trading system as the basis, Therefore, the author in the second part of our existing carbon emissions trading legal system and legal system are summarized and comb. As a matter of our country and even the world’s new financial forms, the construction process of carbon financial supervision system, is essential for the by from the advanced experience, the third part focuses on the United States in the wake of the subprime crisis to improve financial supervision and the EU carbon carbon financial risk control system are briefly summarized. The selection and design of the carbon financial supervision mode selection is directly related to the carbon financial legal system and the construction of the system and, in the fourth part, based on the existing China’s financial supervision mode analysis, put forward to the national development and Reform Commission as the lead agency, the central bank, the CBRC, CSRC and CIRC are responsible for their In terms of specific supervision within the scope of work, and to establish and perfect the contact work system improvement, to ensure and improve work efficiency in close communication, shorten the response from the discovery of the problem, put forward the solution to solve the problem, the time difference between the guarantee efficiency of carbon financial supervision. Through the summary of the previous study in this paper. The last part puts forward the construction of a vertically throughout the country, local government and stock exchange, from the horizontal coverage of carbon emissions trading, green credit, green insurance, carbon funds and other financial derivatives, from the regulatory object to exchange all kinds of services, financial institutions, inspection institutions, and from regulatory body covers the national development and Reform Commission, the central bank, the CBRC, CSRC, CIRC, industry associations, media and other multi-level, full range of carbon financial supervision system, and the supervision of the main The legal responsibility of the body, so as to improve their enthusiasm to participate in the supervision of the carbon finance market.