The Laws Of The Securities Regulatory System Architecture

The security market is of high risk. Therefore the government needs to lay down corresponding securities supervision law to regulate and supervise the security market. After having developed for over ten years, the construction of the legal system in our security market has improved a lot. But it still has not reached the standard of maturity, rationality, and perfection. So how to establish a perfect and also effective securities supervision legal system is of great practical significance.After the explanation of the basic theories of the securities supervision legal system, the article relatively analyses and probes into the regulatory system of securities, the supervision legal system of the securities issuing and exchanging, and the supervision legal system of securities management institutions and the securities professional service institution. This article bases itself upon the theory and practices in the developing process of our securities supervision legal system. At the same time, the article also concludes the successful experiences of foreign countries in order to form the legal frame of our securities supervision legal system and promote the standardization and institutionalization of our security market.