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The Continent's Future Should Be Open Discretionary Business

Posted on:2007-02-26Degree:MasterType:Thesis
Country:ChinaCandidate:J L LiFull Text:PDF
GTID:2206360212966274Subject:Economic Law
Abstract/Summary:PDF Full Text Request
This text, in order to study the discretionary investment business norms (spoil and claim to discretionary investment business on the market of Taiwan) of U.S.A., Japan, Taiwan and discretionary investment business development trend of Taiwan, and such directions as research U.S.A., Japan, Taiwan develop enlightenment that trusts with full authority in these years, to analyze the continent and is suitable for the Mainland China open discretionary investment business in the future. Expect to pass the research of this text, can be with front and rational comparative analysis, find answer, is it is it invest in gains and solution of the problem of business to trust with full authority by research U.S.A., Japan, Taiwan, etc. to expect even more, can offer open to discretionary investment business suggestion on being normal with full authority future such as continent proper. Write the plan and is divided into four parts mainly in thesis: First part, Discretionary investment business on the United States and Japan with full authority the evolution of business legal system and standard management, make comparative research. (hereinafter called as " the Investment Advisory Law " or "the Law").Second part, The evolution of the discretionary investment business legal system in Taiwan and standard management, and study Taiwan and deal in and trust the management which invest the business and standardize with full authority. Including: Set up the management with personnel and code of conduct in evolution, management of investment consultant's undertaking of the securities investment consultant of Taiwan, and manage to trust ones, such as management of the business of investment, etc. authorizedly.The third part, It is the center of the whole thesis, the content , to the theme of studying [the Mainland China is suitable for the discretionary investment business], come to give play to , including study: First, the security market of the continent; Second, Taiwan develops enlightenment that trusted with full authority, for instance: It manage trust three piece development trend that invest in business with full authority (include-- 1, The open securities broker company is engaged in the discretionary investment business for the guest 2, businesses securities broker company not open for...
Keywords/Search Tags:Discretionary Investment Business (Investment Advisory Business), (Fund or Discretionary Investment) Manager, Discretionary Investment Management, Self Regulatory Organization, Self-Regulation, Insider Trading
PDF Full Text Request
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