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On The Legal Protection Of The Securities Investment Risk

Posted on:2010-10-19Degree:MasterType:Thesis
Country:ChinaCandidate:Q XueFull Text:PDF
GTID:2206360272479152Subject:Economic Law
Abstract/Summary:PDF Full Text Request
Since the 1980s the first bond issue,China's securities market has been established for more than 20 years. In these 20 years of development course of China's securities market from scratch and from small to large, from the pilot to formally established, has now expanded to a nationwide. And its varieties from the development of a single treasury bonds to stocks, funds, bonds and other varieties, including stocks as the most representative of a securities in the course of development of China's securities market plays a vital role, not only by up to the favor of investors, but the world as our banner, reflecting the trend of the economy and many companies listed on China's investment value.However, China's stock market still has many inherent weaknesses and acquired dysplasia phenomenon. Congenitally deficient performance in its development by the Government is directly involved in the shareholding system reform at the same time start the operation of the stock market, so their self-management and risk control ability is very lacking. And acquired dysplasia is the establishment of the stock market after China, as risk control and monitoring mechanism has not kept pace with the law and therefore there is a lot of issues, such as insider trading, market manipulation, fraud and other customers. To be sure, the current stock market in these issues was mainly due to an immature market behavior and inadequate risk prevention system for this. Therefore, in fostering and developing the market, the stock market to enhance and improve risk prevention system has become a top priority.In this paper, legal analysis, empirical research and comparative analysis of the method of combining in-depth study of China's legal system and the relevant background, and through the actual analysis of the exact understanding of the whole process of investment in shares, against the actual conduct of analytical thinking and then draw conclusions. Specific ideas: The outlined between securities investment risks and the insider trading (Chapter 1) - The harmful of insider trading to the securities market (Chapter 2) - The shortcomings of China's Securities Law on the insider trading provisions (Chapter 3)-----The legal regulation of foreign insidertrading (Chapter 4) - Improve the regulation of insider trading and prevent the risk of securities investment (Chapter 5).This article aims to research by analyzing and drawing the United States, Japan and other Western countries, the use of combination of theory and practice of China to explore the establishment and improvement of China's securities investment laws to guard against the risk of an effective system of ways and means. Through the concept of insider trading, the characteristics of the evolution of the law, such as hazard analysis, based on in-depth discussions on investment securities to guard against the risk should have the legal environment in China's further analysis of investment securities to guard against the risk of legal system and lack the status quo in an attempt to Improve on the system to make some constructive suggestions.
Keywords/Search Tags:Insider trading, Cause and effect, Legal Remedies, Self-regulation
PDF Full Text Request
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