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A Securities Company's Financial Control Study

Posted on:2012-01-18Degree:MasterType:Thesis
Country:ChinaCandidate:H S ZhaoFull Text:PDF
GTID:2219330368493958Subject:Business Administration
Abstract/Summary:PDF Full Text Request
Financial control is an important part of business internal control and financial management work. Because the organizational structure of the securities company is complex and financial control objects is distributed,so how to establish an effective financial control system according to the financial characteristics of the securities company is an important work for strengthening the management and enhancing competitive ability.Firstly, the significance and targets of corporate financial controls were introduced in this paper. The theoretical basis of corporate financial control is built. The characteristics of the company's financial controls is analyzed. The operating and financial characteristics of A security company are introduced. Through the introduction of the current status of financial control of A security company, problems in financial control of A securities company's is analyzed and the auses of the problem.is given.After the problems of financial control in A securities company is analyzed, the countermeasures are proposed for A security company, which are based on the highly concentrated financial control mode. The countermeasures are proposed from the angles of corporate governance, internal audit, internal incentives, in order to achieve the operating goals of A securities corporation and the business each business, and achieve the integration and optimization of group resources, maximize the benefits of enterprise groups.
Keywords/Search Tags:securities companies, financial control, financial concentration, internal audit
PDF Full Text Request
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