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Research On Legal Problems In Securities Regulation Mode Innovation Of China

Posted on:2012-04-11Degree:MasterType:Thesis
Country:ChinaCandidate:F Y ChengFull Text:PDF
GTID:2246330374995985Subject:Law
Abstract/Summary:PDF Full Text Request
Financial industry is the core of modern market economy. Securities industry is an important part of financial industry.According to the market quality, market regulation is the first and the most important. Security regulation is an important competent of financial regulation.Security market high-risk exposed thoroughly during the financial risk through the world. The history of security development is a history of innovation. The different stage and style during the development of security market decide the change and character of the regulation mode.Meanwhile it is refracting the special political and economic character.According to the closed association between inside and outside, it requires an adopted regulation mode.The Securities Law amended in2005established the chinese securities regulatory system in which China Securities Regulatory Committee(CSRC) shoulders the main regulatory responsibility with the assistance of self-regulation. The system overcomes the defects of the old system. As for CSRC, which legal status is not clearly defined; It is not enough efficient in charge;lacking efficiency of regulation mode;lacking judicial regulation and so on. It is because the low efficiency mode that hinder the further development. Main innovation of this thesis is regarding securities industry as regulation, using the industrial regulation theory, according the empirical analysis and normative analysis, to study the securities industry.An effctive security regulation system is an effective and cooperation system. The core is coping the relation with righteous orientation.Chinese security market has got enormous attracting worldwide attention over twenty years of development, however, security market of our country has been in the junior stage of development with a lot of problems. The problems reveal variety of maladies and defects in the security market regulation system of our country.By studying the law problems of security supervision, the paper summarizes the rational of the security supervision.On the basis of the comparative analysis of security supervision system of the main oversea countries with ours’combining the current situation of the security regulation of our country, the paper analyzes the security regulation system on the entirety systematically, and brings forward suggestions to reform and perfect the security regulation system of our country.
Keywords/Search Tags:Financial regulation, Security, Regulation system
PDF Full Text Request
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