City Commercial Banks Evaluation Of Internal Control

With the rapid development of the banking industry, city commercial banks, as a rising star, play a powerful role in support of local economic development, but because of the institutional design, staffing is not sufficient, there are a number of internal control problems with a greater risk. So, it is necessary to establish reasonable internal control evaluation system to improve its internal control and management level, to ensure the security of funds, operational specification, to realize effective management and control of the various types of risk. It has important significance for city commercial banks.The thesis choose city commercial banks, as the study object, First of all, we initially grasp present an overview of the city commercial banks’internal control and filter out part of the city commercial as field research object through the network research; Secondly, evaluating Lanzhou bank’s internal control status through the design of internal control evaluation system, the use of the analytic hierarchy process, fuzzy evaluation method; Finally, proposing recommendations of improving the of city commercial banks internal control level, considering other City commercial banks’advanced practices.The thesis has the five parts. The first part included research background, significance, research ideas and methods, innovative and difficult point. The second part discusses the basic theory of the internal control evaluation and literature review. The third part we design of the internal control evaluation system, including the evaluation of the goals, principles, content, procedures, and methods In the fourth part, to evaluate banks’internal control in Lanzhou though the Analytic Hierarchy Process and fuzzy evaluation method, including questionnaire profiles, data processing and analysis. The chapter5includes conclusions and comments。...