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Research On The Information Disclosure System Of Japan’s Financial Instruments And Exchange Act

Posted on:2015-01-15Degree:MasterType:Thesis
Country:ChinaCandidate:W WangFull Text:PDF
GTID:2266330428460267Subject:Law
Abstract/Summary:PDF Full Text Request
The information disclosure system, also known as the publicity system, the public disclosure of the listing Corporation, is to protect the interests of investors, accepting public supervision and in accordance with the law of the information and materials must change their own financial, operating status to the securities and stock exchange report, and to the social or public notice, in order to make investors fully understand the situation of the system. It includes the issue before the disclosure and continuous information disclosure after the listing.Information disclosure system is the core system of the securities law system. First, the information disclosure system is the premise of scientific investment decision-making; second, the information disclosure system is an important means to prevent securities fraud and other illegal acts; thirdly, the information disclosure system is an important basis for protecting the legitimate interests of investors; finally, the information disclosure system is an effective tool to the securities supervision.This paper is divided into two parts:The first part consists of the first to the fourth chapter and introduces the Financial Instruments and Exchange Act’s related content. The second part is the last chapter. It through the analysis of the legal status of China, from the perspective of learning the Financial Instruments and Exchange Act, put forward five suggestions.The first chapter analyzes the main characteristics of Financial Instruments and Exchange Act. The second chapter and the third chapter introduce the English disclosure system and the report of possession of large volume system. The fourth chapter describes the legal remedy for breach of disclosure obligations. The fifth chapter analyzes the reference of Financial Instruments and Exchange Act Information disclosure system to China. The Financial Instruments and Exchange Act absorbing the latest legislative concept to establish a national information disclosure system. We can sum up the experience of Japan to improve our information disclosure system, such as changes extreme legislation thought and emphasis on the effectiveness of securities legislation; reference English disclosure system in Japan to attract foreign companies listed in our International Market; establish the report of possession of large volume system, implement special provisions for institutional investors; improve civil liability system, establish the presumption of loss rules; establish reasonable fine standard, reference the adding system and the subtraction system.
Keywords/Search Tags:Information Disclosure, Civil Liability, Complete
PDF Full Text Request
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