Securities Private Offering Access To Legal Issues Research

With the all-round development of the market economy, China’s securities private offering gradually popular, but, on the legislation of our country at present is still the continuation of traditional public offering of related system, therefore, is a reality on the legislation of "vacuum". In order to follow the pace of the development of the securities market, at the same time meet the development of international securities financial market trend, our private offering of securities legislation needs to be perfected. Through access and related research, this article from the system of securities private offering access to review the goals and principles, and then points above the series of securities private offering system, reference to foreign legislation cases, then deals with and private offering of securities legislation in China is briefly reviewed. The author intended to through this article research on securities private offering several system, deepen the understanding of the connotation of the system, a table of the system of the plain.In the introduction part, the author mainly describes the research background, and points out its theoretical and realistic significance.The first part first introduced the system of securities private offering access to review the goals and principles. Overall, this part of the paper is intended to lay the foundation for later further research.Reference the foreign related legislation example, the second part discusses the today’s world of securities private offering access to two typical review patterns, namely the system of registration and authorization, and the implementation of the two typical countries of securities private offering access mode were analyzed, then it comes to China’s securities private offering access mode of authorization.The third part of the relevant laws in the United States as an example, this paper discusses the securities private offering system of exemption from registration, this part introduces the securities private offering respectively, transaction exemption from registration and issuance of exemptions, and make a brief evaluation, then according to our country’s securities market present situation about our country executes securities private offering the necessity of exemption from registration.The fourth part of the144rules in the United States, for example analysis of the securities private offering resale restriction system, theory and its scope of application and applicable conditions, respectively, and briefly, finally talks about the present situation of our private offering of securities resale restriction system and points out that it should be perfect.The fifth part talks about the securities private offering access regulation, from the necessity of securities market regulation, and then analyzes the current situation of private offering of securities regulatory system in China and its perfection.This research topic has distinct era meaning, stand in the forefront of the current theoretical research and legislative choice. First of all, using the Marxist materialist dialectics, semantic analysis, comparative analysis, empirical analysis and survey research methods, such as combining research subject and specialty, in order to apply. Secondly, using the method of theory combining with the actual. Analysis of current situation of the development of present price period of securities market in China, and points out that the legislation and practice of embarrassing sex, put forward the research of theory and practical significance. Through the introduction of domestic and foreign legislative cases and its actual state, thus analysis of securities private offering legal problems, thus to our country legal system of securities private offering related research. Again, using the comparative analysis method. In the field of humanities and social science, comparative analysis and research methodology is a great value. Comparative analysis of the research is based on the main points of the different things or the same thing in different stages of comparison, find common ground, nature and regularity. Anything, there are pros and cons, length, carries on the comparison to different things, can be more comprehensive research and analysis problems. This article from the perspective of comparative law, study abroad developed, relatively mature system of securities private offering relevant and analyzes China’s legal system of securities private offering.In the domestic theoretical research, the research of securities private offering legal issues still belongs to the emerging field. This article refer to the international community such as a number of countries of the western legislative cases, fully consider the international convergence of this topic. Domestic current synoptic and individualized analysis of the system for the author to write this article has provided the precious material, deepened understand and know this project, the writer of this article writing has important reference and reference value; Thus, this paper is dedicated to the system from the Angle of the combination of macro and micro analysis the related legal problems of thinking.Through the research, the author believes that the securities private offering system with series extension, it contains series system elements:securities private offering access to review mode, securities private offering exemption from registration system, system of securities private offering resale restrictions and securities private offering access supervision system. Detailed in this article, through the domestic and foreign legislative cases, legal problems related to delve into the system.