| As the delegate of innovation in China stock market, securities margin trading has had a profound influence on the whole Chinese stock market.With the securities margin trading expanding, it can not only improve the securities company income to a large extent, but also expand the scale of business of securities companies. It will provide more space and possibilities for the future development of the securities company. However, high income is associated with an increasing of risk. Securities margin trading belongs to high risk business because of its particularity. Firstly, it has policy risk, market risk, default risk and system risk belonging With the common securities, etc. Secondly, It also has the special risks of the business, such as credit risk、the forced liquidation risk、increasing the transaction costs of risk, etc. With the rapid development of the securities margin trading, researching on scientific risk is the internal requirement of innovative business development. Consequently, it has a certain theoretical and practical significance to study on risk analysis of securities margin trading.First of all, the paper introduces the theoretical research on risk management, and describes the theory of the risk management system from the domestic side and foreign side. It is the theoretic cal basis for the whole paper. Secondly, the paper researches and analyses the risk of securities margin trading on the above theories, researching on scientific risk of securities margin trading through risk identification、risk analysis and concludes. Again, the paper makes detailed research and analysis from the risk control system, business risks and preventive measures, the empirical analysis etc, through empirical study of risk on the securities margin trading of XB Securities Company. Finally, On the basis of the above study, to carry out the recommendations on the risk prevention of securities margin trading. |
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