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The Research Of The Imitations Of Securities Insider Trading

Posted on:2015-12-25Degree:MasterType:Thesis
Country:ChinaCandidate:J H ZhangFull Text:PDF
GTID:2296330467486726Subject:Civil and Commercial Law
Abstract/Summary:PDF Full Text Request
In practice, cases of securities insider trading often found in newspapers. There is a series of problems, including it’s a lack of specialized legal regulation, also administrative enforcement tools are limited, the standard of insider trading is not clear, the relevant laws and regulations are inadequate for insider trading. Specially, it’s a lack of systemic provisions of insider trading. The amount of administrative penalties is low. The punishment of insider trading is not reasonable. The administrative law enforcement system also affects the efficiency of law enforcement. In order to hold the securities market orderliness. Although the Securities Law of China has a wide regulation of insider trading, but it doesn’t hit the mark, the laws and regulations are not perfect, at the same time, it’s a lack of sustained and effective supervision and management, which encourage people to chase for gambling, and have the sense that the law can’t punish all the people. So there is more securities insider trading in the market.At the background of our securities insider trading, the paper focuses on the analysis of the problems, which exist in our regulations. In the paper, I use some methods, including data studies method, comparative reference method and case study method. Finally, we can catch up with some specific advices by combining with the advanced laws.There are five parts of the paper, the first part is an introduction to securities insider trading and the major methods; the second part is a summary of some relevant conceptions; the third part is the status of the foreign countries regulations, it introduces some typical countries, including continental legal system and Anglo-American legal system. And they afford us some lessons; the fourth part describes the status of insider trading and the existing problems; the fifth part comes up with some specific and feasible advices of insider trading, according to actual conditions.
Keywords/Search Tags:rules of securities insider trading, supervision of securities insider trading, draft and improvement of laws
PDF Full Text Request
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