Research On Investors And Financiers Of Equity Crowd-Funding Supervision Legal System

With the development of Internet banking, equity crowd-funding has been developing rapidly with a brand new concept and method in our country, which provides a useful reference to solve the problem of financing of small and medium-sized enterprises. But at the same time, the crowd funding in the development of our country present stage is facing many risks and challenges in the development of our country, especially for the investment and financing, most especially for investors whose legal rights and interests more vulnerable to abuse, strengthening the legal supervision of investors and financiers in the process of raising crowd funding, which is reasonable to protect the interests of investors and financiers and is also a stake in the raise necessary for healthy and sustainable development.This thesis mainly though by the comparative research, historical analysis and summarized research methods, such as equity investment and financing of the raising activities in China legal supervision system has strong operability of perfect Suggestions are put forward, in order to offer reference to the current legal regulation system design. The paper mainly divides into four parts. The first part from the raise legal supervision of the general theory of investment and financing, first of all, the article expounds the meaning of equity and the raise and the raise to equity activities in different financial subjects introduces and analyzes the legal relationship between them. To raise regulatory clear stake in the necessity and the raise activity to equity inherent risk and explains the legal risks faced. The second part introduces of the United States, Britain, Italy the three equity the cic issuer to raise activity of regulatory protection, countries in this field from glaringly apparent effective means, to perfect our country all the raise equity investment and financing supervision system for reference. At present, the third part introduces the raise to equity financing regulation of the legal status, and compared with before the legal system outside of the deficiency of the legal regulation in our country, has been clear about the equity in our country at present the raise legal regulation are the main body of access mechanism, investment management, the flaws of the exit mechanism and so on. The fourth part is the focus of this article discusses- building equity in our country the legal supervision system of raising investment and financing. First determine the principle regulation and protection of the tilt are two kinds of supervision idea, and then according to the investor and issuer raise activity in the ownership right of the different design different regulation to protect the rights and obligations of the system. In terms of protecting issuer, we need to improve the issuer subject access mechanism, to comfortable offering the exemption system, to set up the third party payment system and intellectual property rights protection mechanism; In the aspect of investor protection, from the investors access mechanism, information disclosure, led to exit a mechanism and restriction mechanism and raise activity of current share the mechanism to carry on the design and improvement.