Db Securities Asset Management Business Bank Card Collaborative Research

Since May2012the first securities company Innovation Conference held under the Securities Commission guidelines and various voluntary organizations, China’s securities industry ushered in the spring of innovation and development, innovation and transformation scaled comprehensive development. The company’s revenue from traditional securities brokerage business income structure transition to other businesses based revenue structure.2012has been the most prominent is the asset management business of securities companies. Asset management business of securities companies,"a law two"(" Securities client asset management business management approach "," collective asset management business of securities companies implementing rules,""targeted asset management business of securities companies Implementing Rules") issued amendments for asset management business innovation provides a system of protection in favor of the securities industry is currently in a weak position to compete in the financial services industry, improve asset management of securities companies in the era of pan-competitive.In this thesis, DB Securities for the study, in the "two is a law" enacted on the basis of the Commission, and the problems constitute research cooperative banks and securities business, currently owned pipe innovation embodied in the presence of major risk exposure due diligence, operational risk and liquidity risk and other aspects. Research aims and functions of the system constitutes a sort, review of banks and securities business cooperation, explore the theoretical basis under the securities regulatory system, cooperation with commercial banks, institutional arrangements and operational framework, combined with the development of cooperation between brokers and commercial banks, the status and characteristics analysis of brokers and commercial banks to strengthen cooperation model innovation, while strengthening the supervision and effective planning and supervision of social financing scale. This paper studies the securities companies and commercial banks DB management business bank card cooperation business assets, through Research and Enlightenment literature at home and abroad with the research results, the status of DB asset management business of securities companies and commercial banks to analyze cooperation explore DB Securities Asset Management the necessity and feasibility of cooperation between business and commercial banking, securities issues and asset management business DB cooperative banks and securities kept for analysis. Simultaneous analysis of development trends in environment and development cooperation between banks and securities companies, commercial banks and securities companies combine their own development needs of the asset management business of securities companies DB Silver Certificate cooperation model innovation, securities firms and asset management business DB Silver card cooperation risk prevention control propose relevant solutions.Research methods to be adopted are the following:historical analysis, literature review, research and empirical research norms Combination, comparative method, statistical method.