Study On The Legal Risk And The Control Methods Of Corporate Equity Investment Fund

Corporate equity investment fund refers to the fund company for the purpose of profit and it consists of investors who regard the equity investment as the common purpose. At present, the global corporation equity investment fund is developing rapidly, especially in the United States, the United Kingdom and Japan. To compare with developed countries, the starting of economic development in our country is later, the construction of legal environment for the corporate equity investment fund is not sound for a long time,and the speed of its development is tardy. But with the expansion of National Equities Exchange and Quotations in 2014, China has entered into the time of equity investment. Equity investment develops at the speed of rockets, and more and more investment subjects choose it for the reason that it can protect investors’ rights and interests as far as possible. At the same time, there are many researches such as the legal risk and control method of the limited partnership equity fund, the trust-based equity fund,and the securities investment fund on the construction of legislative system, the organizational form of financing stage and the absence of law. But the study of the legal risk and the control method study on the corporate equity investment fund in the phase of financing, investment, management and exit phase are very few. Based on the above studies, this article attempts to study on the key legal risks and risk prevention measures of corporate equity investment funds in the process of financing, investment, management and exit phase.There are different and important legal issues in the operation stage of the corporate equity investment fund. This article attempts to start from the legal relationship. Then, it analysis What are the causes of legal risks and what are the consequences of legal risks from operation mode. At last, it puts forward some targeted legal risk control measures that based on the analysis of the above factors. The main body of the article consists of five parts. The first chapter introduces the concept and characteristics of equity, the necessity of development, and the definition of the legal risk and the control method. From the second chapter to the fifth chapter,it respectively discusses legal risks and risk prevention measures of corporate equity investment funds in the process of financing, investment, management and exit stage.Through the study, this article finds that corporate equity investment fund has fairly obvious advantages compared with other type of equity fund, especially in the professional of investment and the protection of investors. Developing the company equity investment fund is necessary. But the legal system for the corporate equity investment fund is not sound,and it’s easy for the investors and the managers of the company’s equity investment fund to ignore the legal subject, the relationship and the legal risk and control method, so that the fund is faced with many legal risks and losses in these four phases. To stretch the equity investment in the economy and protect the healthy operation of the company’s equity investment funds, we must research on legal risk and control measure of corporate equity investment fund.