The Legal Risk And The Regulation Of Public Offering Financing

All equity suggests is full of risks,but is also a small small start-ups are also full of infinite temptation,Stake in the financing model of the suggests is emerging in recent years,faced with many legal risk,but at the same time for micro small start-up companies,it is beneficial to reduce the cost of financing,financing efficiency,and at the same time broaden the financing channels.In equity the suggests,involves the three pairs of legal relation,respectively is the issuer and the raised platform,investors and the raised platform,issuers and investors,each subject in equity and lurking in the activities of the suggests corresponding risks.Issuer may be suspected of illegal absorb public deposits or illegally issuing securities,or even the enterprise intellectual property rights are infringed.Investors face their own master information,right to know are easy to be infringed,may be fraudulent,even at the risk of project failure time is difficult to quit.All equity suggests platform facing the rights and obligations of fuzzy,lack of information disclosure,the risk of money management is not strict.In foreign countries,the United States,Britain,Italy,in the aspect of equity the suggests have rich practical experience,through to the issuer set strict qualification and obligation,appropriate education to protect investors,as well as to the raised platform to attach more responsibility and obligation to implement the rules of risk,worthy of our reference and study,to regulate all equity suggests legal risks in our country.Stepping up efforts in supervising the issuer,explore to establish appropriate investors system,establish a standardized platform,in order to reduce risk to the lowest value is our ultimate pursuit.The full text will be respectively introduces and discusses the following several parts:The first part,from the basic theory of the suggests and elaborates the present legislation in our country,the main equity and the suggests about its concept,origin and development,the basic pattern,the legal relationship,importance and the present situation of our equity the suggests legislation,etc.The second part,an introduction to stake the suggests that exist in the legal risk,analysis the risk for different subjects,such as: issuer at risk on suspicion of illegal absorb public deposits,right violations risk faced by investors,financing platform facing the risk of money management is lax.The third part,introduce outside the United States,Britain,Italy,in all equity suggests the legal risks of the provisions of the regulation ways how and what are the enlightenment to our country.The fourth part,from financing the law regulations,perfecting the stake in the equity to raise investor protection mechanism,the construction specification for the suggests platform and improve the credit investigation system in our country,the small stock issuance exemption system of equity the suggests legal risks in China are put forward from the aspects such as regulation Suggestions.