Case Analysis On The NEEQ Listing For Companies With Over 200 Shareholders

Currently, due to the continuing downturn of the macro-economy, how to solve the financing difficulties is more and more essential for the enterprises. I the past years, with the “Measures for the Supervision and Administration of Unlisted Public Companies” and the supporting document “Guideline No. 4 for the Supervision of Unlisted Public Companies” published by China Securities Regulatory Commission(CSRC), the Limited Companies with Over 200 Shareholders which were discarded by the capital market get a way to the entrance door.By researching of the related documents and the onsite investigations, this article has an in-depth analysis on how the companies with over 200 shareholders to list on New OTC market(NEEQ). The analyses begin from the origin of the companies with over 200 shareholders and the adjustments of national policies, rely on the real cases, detailed analysis the supervision essentials and operation difficulties of NEEQ listing. And by using SWOT analysis method, deeply investigating the main listing ways, to help the seminar companies listing on NEEQ, solving the on-going and development problems which were derived by the historical special equity model. Meanwhile, combined by my own experiences, I also make some suggestions during the detailed operation steps, and for the reference of the companies which have the intension to carry out “Employee Stock Ownership Plans”.