Analysis On The Financial Risk Of The NEEQ In Chiina

Under the impact of the new economic background,the securities industry faces the path of Internet finance,regulatory transformation and business innovation.How to strengthen the financial risk management ability and the change of the market situation has become the problem that the securities companies have to think about.Especially for the small and medium-sized brokerages risk problem facing the more,the NEEQ have played an important role in model broker,be sure to do it effectively guard against financial risks can fast and steady development.The paper firstly expounds the research background,purpose,meaning of the article and the literature review,the research idea and the method,the paper's innovation and the deficiency.Secondly do to the NEEQ related concept definition,the NEEQ and listed conditions are described respectively,and a general introduction of listed securities firms.Again from the meaning and classification of financial risk,analyzes the NEEQ on the manifestation and causes of financial risk,and combining with the actual situation of kaiyuan ecurities company performance and may cause the financial risk has carried on the summary.On the basis of the financial risk analysis methods are set up for the NEEQ financial risk evaluation system,with kaiyuan ecurities company as typical cases are analyzed in detail,with the actual data to verify the cause of financial risk.In the process of kaiyuan ecurities company financial risk analysis first from a single financial index to the historical financial data is evaluated,again with multi-index model is complementary to the financial risk of the discriminant again.Finally,the results of the analysis to build financial risk evaluation system of the combination of kaiyuan ecurities company financial risk prevention advice,at the same time Suggestions will move to the NEEQ,for the NEEQ other brokers on the financial risk prevention and puts forward some concrete measures.Such as: to strengthen the financing risk prevention,strengthen business innovation,strengthen the risk consciousness,improve the risk management policy and system,strengthen information system construction,pay attention to the investment strategy optimization,improve the accounting information disclosure system,strengthen the new business risk prevention,etc.This article may be the innovation of the three,first,combining the latest securities companies risk management approach to the traditional financial analysis index system to build the corresponding updates.Secondly,this paper provides a certain reference value for the investment consulting firms,securities companies,etc.In the end,this article breaks through the research of the financial risk of the main board,and analyzes the starting point of the NEEQ.