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Case Study On "8·16 Insider Trading Case" Of Everbright Securities

Posted on:2018-08-28Degree:MasterType:Thesis
Country:ChinaCandidate:S D LiuFull Text:PDF
GTID:2359330518953062Subject:Financial
Abstract/Summary:PDF Full Text Request
Today,the development of China's securities market is not mature enough,the relevant legal provisions are not perfect,market supervision,securities trading and other aspects of the emergence of a lot of system,especially the legal issues,and this easily lead to market transactions,luck and speculation,Through the fight "system edge ball" to obtain illegal interests,resulting in the loss of the majority of investors,which,Oulong refers to the incident is the loopholes in the law,because China's securities market in this law is not clearly defined,then the securities market on the Ukraine What is the dragon in the end?,In fact,Everbright Securities before the outbreak of this incident,there have been foreign Oolong refers to the incident,but in our country has not existed,because the staff or computer failure and some external factors and the securities market has a huge fluctuations,And usually the impact of the rapid spread in the market,thus affecting the entire securities,the general fluctuations will be relatively large.China Everbright Securities Oulong refers to the impact of the incident,whether it is for investors or brokers and regulators should be seriously reflect in order to avoid such incidents happen again Moreover,even if the history of repeated staged,they want to know how to deal with not rush.Analysis of the event on the interests of investors to maintain a certain degree of help,but also for regulators how to maintain fair competition in the securities market ushered in a new challenge.Everbright Securities Oolong refers to the incident has passed,but still left a lot of problems worthy of our consideration,especially for small investors and the securities market is a major revelation.Give investors the revelation: one is the rational treatment of index change,adhere to the price of investment,not blindly follow the trend;the two is to keep the mind awake,accurately understand the hazards of the securities market,not a high expectations;three as ordinary investors in response to such emergencies,the first time should think how to reduce their losses.Methods the current stock market common stock and futures market to hedge to avoid risks;four is a great help to improve the quality of professional investors,as ordinary investors,we must continuously improve their ability to trade,can live for a long time in the stock market.The stock market of our country enlightenment: first,the stock market investment environment is very important,China's current stock market environment is very poor,follow the trend of speculation,backdoor listing,false financial report,another broker should be cautious use of quantitative trading software;second was founded in response to high-frequency fusing machine for business,enhance the broker's harm control;third,establish the claim mechanism of Chinese investors;fourth,improve the regulatory level of China's securities market supervision and crack down on all kinds of illegal transactions,increase the punishment intensity of the securities market.These proposals will play a positive role in improving the quality of investment,improving the quality of investment and perfecting the construction of securities market.
Keywords/Search Tags:Everbright Securities, "8·16 insider trading case", insider transactions, security supervision
PDF Full Text Request
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