Research On Internal Risk Management Of Changjiang Securities's Self-operating Business

With the expansion of the scale of securities market in China,the securities company's competition is increasingly fierce,the risks of securities companies is becoming more and more diversified,more and more is also high degree of complexity.Has long been high-risk features the proprietary business of securities companies with securities company around,but proprietary high-yield securities companies are willing to take on more risk.External is often difficult to control,risk control and the risk of internal control to a certain extent,can reduce the risk of proprietary trading.Changjiang securities proprietary business size proportion is higher and higher,up to the scale of billions,proprietary business impact on the whole changjiang securities business is more and more significant,once risk appears to changjiang securities losses will be bigger and bigger.Therefore,solving the changjiang securities in proprietary risk management problems,can be targeted to the existence of the internal risk identification,and targeted to develop some prevention strategy is especially meaningful.Therefore,this article adopts the method of qualitative interviews to changjiang securities proprietary business managers as the research object,get the current problems of changjiang securities risk management;And in accordance with the level of quantitative analysis method to the changjiang securities senior managers as the research object,by changjiang securities proprietary business risk weights of index system,and determine the key indicators of the many indicators of risk.Through the study of this article obtained the changjiang securities risk management problems,many of the internal management risk index is the most important thing in decision-making risk,and then followed by operational risks,internal control risk,management risk,transaction risk,and to get the weight of each risk index of index,the key risk factors is determined.And accordingly puts forward the control of internal risk management of the Yangtze river securities proprietary business need specific strategy execution and implementation of the specific safeguard measures.To solve the problems existing in the internal risk management of the Yangtze river securities proprietary business provides a train of thought,and the influence of the targeted obvious provides the basis forthe establishment of strategy of risk indexes,also for the same industry in proprietary risk management provides reference.