Study On Internal Control And Compliance Measures Of Risk Prevention In Shenyang Branch Of PA Bank

In recent years,the internal control theory of commercial banks has been constantly updated and developed.China's banking industry is paying more and more attention to improving the internal control and compliance management system to prevent risks and achieve the goal of safe operation.As a representative of small and medium-sized commercial banks in China,PA bank has established an internal control system suited to its own development for many years,and has achieved some success.However,there are many cases and risk incidents,which have exposed the problems of inefficiency and weak implementation in the process of construction and operation of internal control system,and further improvement measures should be put forward.In this thesis,starting from this point,the PA bank Shenyang branch as the research object,the target category focuses on branches of commercial banks,by exploring the internal control and compliance management problems,combining the theory and practice of internal control,put forward the countermeasures to improve Shenyang branch of PA bank internal control system the aims for China's commercial banks including PA banks,especially small and medium-sized commercial banks,and provide some suggestions for the construction of internal control system.In this thesis,Shenyang branch of PA bank internal control system problems,further through the questionnaire investigation of specific problems,and through the analytic hierarchy process and determine the index weight and risk fuzzy comprehensive evaluation method to quantify the scoring of the Shenyang branch of the internal control management level.Finally,on this basis,to further improve its internal control compliance system safeguards.