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Research On The Legal System Of The Basic Pension Insurance Funds Investment Decision-making Supervision

Posted on:2019-08-03Degree:MasterType:Thesis
Country:ChinaCandidate:H S GuFull Text:PDF
GTID:2416330566979128Subject:Civil and Commercial Law
Abstract/Summary:PDF Full Text Request
The investment decision-making supervision of the basic pension insurance fund studied in this paper refers to the systematic process of supervising and managing the rationality and legitimacy of the decision making by the main body of investment decision-making supervision,the implementation of decision making and the actual effect after the implementation of the decision.The purpose of the basic pension insurance investment decision-making supervision system is to regulate investment decisions.From the view of practical operation and reality,the investment decision of basic pension insurance fund in China is lack of effective supervision,the main problems are that the supervision principle of investment decision is not established,the supervision system of investment decision is not coordinated,the supervision procedure of investment decision is not perfect,and the supervision measures of investment decision need to be strengthened.On the basis of the analysis of the main problems existing in the legal system of the investment decision and supervision of the basic pension insurance fund,the basic principles,the optimization of the regulatory system,the improvement of the supervision procedures,and the strengthening of the supervision measures are four relative to the existing problems.On the other hand,we put forward suggestions to find and optimize solutions to problems and strive to improve the legal system of policy-making supervision.The structure of this paper is divided into three parts:The first part is the supervision of the basic old-age insurance fund investment decision.First of all,the basic pension insurance investment decision-making supervision procedures include pre supervision,supervision and supervision afterwards.The content of supervision is the decision made by the principal,the trustee and the investment management organization as the decision-making body.Secondly,the function of the supervision is to control the risk of the investment decision of the basic pension insurance fund,so as to control the investment risk of the basic pension insurance fund and ensure the security of the fund.Thirdly,the basic pension insurance investment decision-making supervision is based on the government's macro regulation and control.Finally,it clarifies the current situation and significance of the basic pension insurance investment decision-making supervision,including political significance,economic significance and social significance.In the second part,by combining the actual operation and actual supervision of the investment decision of the basic pension insurance fund,the main problems existing in the legal system of investment decision and supervision of the basic pension insurance fund in China are analyzed.The main problems are the basic principles are not established,the regulatory system is not coordinated,the supervision procedures are imperfect,and the supervision measures are taken.Four major problems,such as the strengthening of demand and so on.The third part is the specific recommendations for the existing main problems of our basic pension insurance investment decision-making supervision system.Include:1.The basic principles,including the rule of law regulation,the principle of risk prevention and control,the principle of cooperative supervision and the principle of moderate supervision,are the basic principles for the supervision and supervision of the investment decision of the basic pension insurance fund.2.To optimize the investment angle decision and supervision system of the basic pension insurance fund through four aspects such as defining the responsibility of the subject of supervision,determining the mode of policy-making supervision,establishing the mechanism of supervision and cooperation and restricting the power of the subject of supervision.3.To improve the supervision procedures of investment decision of basic endowment insurance fund by strengthening project review,perfecting the decision-making process and paying attention to supervision,taking fault remedy to perfect the supervision after the event,and perfecting the coordination supervision of decision information sharing.4.Through the risk assessment,the supervision,the strengthening of the decision-making,the dynamic tracking and strengthening the supervision andsupervision,the supervision of the project audit after the implementation of the decision implementation,and the cooperation supervision through the interconnection and intercommunication between the information network and so on to enhance the supervision measures.
Keywords/Search Tags:basic pension insurance funds, investment decision, supervision, legal system
PDF Full Text Request
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