Research On The Dilemma Of Anti Money Laundering Compliance Management System Of D Securities Company

With the implementation of the anti money laundering law of the people's Republic of China on January 1,2007,it began to enter the first year of China's anti money laundering.Since China became a full member of FATF in June 2007,the anti money laundering and anti terrorist financing work of China's financial institutions has entered a new era.In July2019,China took over from the United States to become the rotating chairman of FATF.Xiangmin Liu,director of the Department of articles and law of the central bank,went out As chairman in office,China is also facing the fourth round of mutual evaluation of FATF.Anti money laundering and anti-terrorism financing are becoming the focus of our country at present.Money laundering is a serious economic crime,which poses a great threat to the national political stability,social stability,economic security and the security of the international political and economic system.As a capital intensive industry,financial institutions need huge cash flow support.In the macro environment of China's reform and opening up,it also provides favorable conditions for China to breed domestic and foreign crimes of money laundering and terrorist financing.In recent years,under the active attack of the banking and insurance industry,coupled with the industry's relatively standardized and transparent,anti money laundering crimes flow to the securities period through the industry's squeeze The trend of the goods industry and the securities industry,due to its late start in our country,are full of chaos at the beginning of the industry.Compared with other financial pillar industries,the money laundering is hidden,profitable,innovative and complex,which has full attraction for money laundering criminals with risk tendency.At the same time,brokerage business is still popular in D securities company.In order to improve operating profit,occupy market share and vigorously publicize account opening business,which is contrary to our duty of anti money laundering due diligence,General Secretary Xi "financial security is an important part of national security,an important foundation for stable and healthy economic development,and maintaining financial security is related to China'seconomic and social development It is a strategic and fundamental event for the overall development of D securities company.Under the premise of sustainable development,it is expected to strengthen the anti money laundering compliance management and maintain the healthy and sound development of D securities company and the whole securities industry.This paper can be used for reference in the construction of anti money laundering system of domestic securities companies.