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Research On The Improvement Of Self-regulatory System Of Stock Exchanges Of Registration System In China

Posted on:2021-04-25Degree:MasterType:Thesis
Country:ChinaCandidate:C W LinFull Text:PDF
GTID:2416330626961247Subject:Law and law
Abstract/Summary:PDF Full Text Request
With the further development of China's economy,how to make securities market bigger and better is not only to blindly expand the size of the securities market,but also to focus on the construction of the internal order of the securities market.As we all known,China's securities market plays an extremely significant role in China,so it is necessary to strengthen the construction of the internal order of the securities market.As the maker of legal trading rules in China,the stock exchange monitors trading behaviors in real time in the face of the market.Every move of its monitoring behaviour affects the national securities market,especially the self-discipline regulation is an critical supervision link in the new situation.Along with the advancement of registration system of our country securities market,securities exchanges bear more important work,in this background,how to play the unique role more effectively of the autonomic regulation is of great importance.Clarifying the registration of the administrative regulation as soon as possible and self-discipline supervision relationship,and to adjust the rights between the two functions in a timely manner,for the implementation of the registration system is very significant.This paper starts with the basic theory of the self-regulatory system of the securities market and discuss how to improve the implementation of the registration system in China step by step.The first chapter,based on the legal basis and economic source of self-regulation,restores the structure of self-regulation system.Chapter two analyzes the present situation and problems of China's exchanges,laying a foundation for the following discussion.Chapter three discusses the institutional challenges in detail and the remolding of the concept that stock exchanges in China will face duringthe implementation of the registration system.Chapter four introduces and reviews the development history of foreign exchanges in detail,and on this basis absorbs and draws lessons from the self-regulatory system suitable for China reasonably.Chapter five,on the basis of comprehensive reference to foreign experience and combining China's national conditions,puts forward suggestion and useful thoughts.
Keywords/Search Tags:Registration System, Securities Exchanges, Securities Supervision, Self-Regulation
PDF Full Text Request
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