The Research Of Investigation On Criminal Cases Of Fund "Rat Trading"

Although China's fund industry started late,it has developed rapidly since its birth and has become one of the most popular investment instruments in recent years.The rapid development of the fund industry has exposed many problems at the same time,especially the crime of "rat trading" which has become more and more severe.Fund "rat trading" is a prominent problem that disrupts the financial market.The fund "rat trading" is suspected of manipulating the market,insider trading and interest transfer,which seriously endangers the stability of the domestic securities market and harms the interests of investors.Due to the concealment of the perpetrators of the fund "rat trading" case,the difficulty of analyzing the massive data in the case,the extremely strong anti-detection capabilities of the "big rats",and the lag in the investigation and evidence collection,a number of reasons ultimately led to only very few criminals convicted and punished.This article refers to the criminal judgments of the trading on undisclosed information on the "Wu Song " Network and the Chinese Judgment Document Network,the administrative penalty decision letter and related audit guidance cases issued by the CSRC on the official website to analyze the tactics and characteristics of the fund "rat trading" crime,explore the causes of the fund "rat trading" crime,learn from the experience of the CSRC's inspection department in investigating and handling such cases,and explore the public security organ's difficulties in investigating the "rat trading" case and explore the investigation countermeasures of "rat trading".In order to cope with the frequent situation of the fund "rat trading",the public security organ's economic investigation department should adapt to the new situation,actively introduce big data cloud computing,and realize big data intelligence to guide investigation;strengthen cooperation with securities regulatory agencies,implement joint law enforcement;cultivate professional Talents,to upgrade the means of investigation,and actively initiate a crackdown on the fund "rat trading" crime.