Research On Risk Management Optimization Of NCF Futures Company

During the past 30 years in China,futures market appears a lots of risk events.Due to the limits of investors' knowledge of futures,futures is still not a popular asset comparing to stocks and other financial investment instruments.Government control of futures market is getting striker,and during the past years of financial market development,risk management of government gets effective in futures market,risk events in futures market are highly limited.From the micro perspective,futures companies as participants in futures market should attach importance in risk management in corporate.This article investigates a mid-size futures company,‘NCF Futures Company',and discuss risk management from futures company's perspective,to diagnosis corporate risk management problems,and to realize optimize risk management in futures company.Before writing this paper,we summarize and summarize the theoretical system of risk management effectively.Combining with the actual situation of NCF Futures Company,we collate the train of thought and make the main research path selection.This paper first makes a preliminary interpretation of the internal structure of NCF Futures Company,and understands the company's internal structure and division of labor,and completes the basic research work of the company.Secondly,to understand the internal business situation of NCF Futures Company,Futures Company's business development is an important factor of its risk sources,and is indispensable for business research.Then this paper analyzes the risks faced NCF Futures Company external development,each Futures Company is absolutely impossible without external risk,this paper will recognize these external risks,understand the risk management of futures market risk management research on internal environment are of great help.Finally,from the Futures Company NCF examples of risk management risk to diagnose problems within the company,with the optimization of personnel,technology and other multi angle analysis in the operation process of the internal risk management of NCF company;in addition to such as liquidity risk,financial,compliance and other types of NCF Futures Company internal risk management optimization problem.According to research results,NCF Futures Company,as a typical mid-size futures company,do have competence to encounter risks,although its riskmanagement system is still not completed.Although this firm sets Chief risk officer post and legal post,the execution of risk management system is still not completed,and communication during divisions and department is not easy.This article analyze with external and internal risks,fully analyzed the limits and problems of risk management in NCF futures company,and provide an appropriate enterprise diagnosis,suggesting approachable improvement plans.