Analysis Of The Environment Of Internal Control Of Nanchang Branch Of Jiangxi Bank

With the gradual development and improvement of Chinese market economy,the importance of internal control environment becomes increasingly prominent.In recent years,the relevant departments of the state have formulated and issued a series of policy documents to regulate the internal control environment system and system of the main body of Chinese market economy.It is not hard to see from the development course of western developed countries that the internal control environment is crucial to the development and growth of enterprises.As an important part of internal control,internal control environment mainly includes corporate culture,board of directors organization,incentive and constraint system,human resources policy,management control method and social responsibility,etc.A healthy internal control environment can effectively promote the overall internal control of the enterprise.Therefore,the study of the internal control environment of commercial Banks will effectively promote the overall operation of internal control of modern commercial Banks,thus safeguarding the overall healthy and stable development of commercial Banks.Through reading a large number of relevant domestic and foreign literature,combined with comparative analysis,summary and other research methods,this paper makes an in-depth analysis and exploration of the problems in the specific case of internal control environment of Jiangxi Bank Nanchang Branch and puts forward Suggestions for improving the internal control environment of Jiangxi Bank Nanchang Branch.This paper analyzes the problems existing in the internal control environment of Jiangxi Bank Nanchang Branch through six chapters and puts forward corresponding policy Suggestions.Chapter one is the introduction.This part mainly introduces the research background,practice and academic significance of this paper,literature review on internal control characteristics of commercial Banks,internal control environment elements and improvement of commercial Banks,specific research methods and research framework.The second chapter elaborates the connotation and characteristics of the internal control environment of commercial Banks and elaborates the six elements of the internal control environment of commercial Banks and the three theoretical bases of the internal control environment of commercial Banks.The third chapter introduces the case of Jiangxi Bank Nanchang Branch internal control environment.This paper introduces in detail the basic situation of Jiangxi Bank Nanchang Branch and the current situation of its internal control environment fromvarious factors,and analyzes the problems existing in the internal control environment of Jiangxi Bank Nanchang Branch.The fourth chapter is the analysis of the internal control environment of Jiangxi Bank Nanchang Branch.The problems existing in the internal control environment of Jiangxi Bank Nanchang Branch were analyzed from the aspects of organizational structure,human resource management,internal culture,bank development strategy,social responsibility fulfillment and information management system.Chapter five puts forward some Suggestions to improve the internal control environment of Jiangxi Bank Nanchang Branch based on the analysis of the problems in chapter four.Including further improve the bank governance structure,improve the overall organizational structure of the bank;Improve the bank's employment mechanism,improve the overall compensation management system,establish a human resource incentive mechanism;Create their own internal control culture,establish the awareness of internal control;Develop practical development strategies to ensure their effective implementation;Enhance the sense of social responsibility of the whole staff,and formulate social responsibility strategies in line with their own development needs.To increase the support and investment in information technology,the establishment of advanced information technology management system,improve the information technology management system architecture.The sixth chapter summarizes the problems and Suggestions of the internal control environment of Jiangxi Bank Nanchang Branch on the basis of the previous chapters,and puts forward the direction of further research and the prospect of the future development of Jiangxi Bank Nanchang Branch.organizing research literature at home and abroad,development and research present situation of the internal control environment has a more comprehensive understanding and correct understanding,on the basis of this paper,taking the internal control theory,system theory and the comprehensive risk management related theory as the foundation,to the bank of Jiangxi,Nanchang as the research sample,from the Angle of the internal control environment,in the perspective of experience of foreign commercial Banks,internal control theory as the foundation,analyzes the city commercial Banks internal control environment factors,the internal control environment present situation and existing problems,and accordingly put forward to perfect the city commercial Banks internal control environment of internal control policies and Suggestions.The main innovation of this paper lies in the analysis of the specific problems of the internal control environment of Nanchang branch of bank ofJiangxi,based on the research of domestic and foreign scholars,put forward reasonable and feasible Suggestions for improvement,and further improve the relevant theories of internal control of commercial Banks.The study will be to the bank of Jiangxi,Nanchang to establish an effective organization structure in the process of operation,the mature human resources management strategy,good enterprise culture atmosphere,good hard working staff and support the goal of long-term development strategy,etc,after appearing on the market at the same time can also be in how to effectively resist the crisis hit,to reduce the bank of Jiangxi,Nanchang in encountered in the process of operation and development of risk to provide the reference.At the same time,this study also provides case support for the domestic research on the internal control environment of commercial Banks.