Optimization Research Of S Securities Company's Internal Auditing Management

With the development of market economy,China's securities market has begun to form a certain scale and outward influence.Securities companies are the most important and influential intermediaries in the financial market.Its survival and development directly affect the development and growth of the capital market,as well as the health and stability of the financial situation of all participants in the financial market.At present,the SFC strengthens the supervision of financial market and severely punishes all irregularities in financial market,which sounds an alarm bell for China's securities companies to operate in accordance with the law.Internal audit is an important system existing and operating in the corporate governance structure of securities companies.It is necessary to strengthen the ability of organizational risk management,the effectiveness of internal control and management process through systematic normative evaluation methods to help securities companies achieve the operational objectives of maximizing shareholders' rights and interests.As an important role in the corporate governance of securities companies,the internal audit department plays an important role in the company's compliance management and risk control.Especially,the combination of securities companies and the growing information technology has intensified the complexity and professionalism of business,and made it more difficult to control the risk of internal management.Internal audit,as the last risk gateway for the development of securities companies,urgently needs to improve and improve the optimization of internal audit control and responsibility management.