The Research On Risk Controling Of Securities Company In China

Since has entered for 1980s, the international capital market unstable, the multitudinous investment bank bankruptcy or appears the large amount loss. The domestic securities company in continues in the murky market quotation, goes bankrupt massively the closure, appears the professional system risk. After joins WTO, domestic securities company not only facing domestic colleagues's competition, but also must face the challenge of the abroad investment bank, the domestic securities company strengthens the risk control, enhances the core competitive ability to be urgent. The abroad investment bank through establishes each kind of risk control model, uses the quantitative analysis method to carry on the risk control. The domestic securities company risk control truly stems from own health development to need to carry on the risk control not to be many. The securities company risk control system is no imperfect.The paper believed that, the securities company risk all is produces along with each service development, the securities company risk control also mainly revolves the securities company each main service to research. Specifically indicates as follows:The paper first analysis the securities company's intermediary status and the function. Then to reviews our country securities company the development history. Analyzed the our country securities company's question in the developing process and its afterwards influence. Simultaneously analyzes the main question which our country exists, including securities company governs structure not perfectly; the securities company gains the pattern solely; securities company scale small resistance risk ability is weak, the contrary operation is serious and so on. The paper through the abroad investment bank risk control system comparison, proposed to our country securities company's risk control take the main service as the central comprehensive risk control system. The securities company risk control system including the securities broker service, the securities underwriting service, the securities investment service and securities innovation services four sub-system, then decomposition is 12 index. The paper through the analytic hierarchy process in the foundation of expert investigates securities company risk control index quantitative, causes the securities company risk control system to transform as the quantitative comparison.To securities company broker service risk control, through establishment securities company merger and acquisition model analysis securities sales office the superiority,...