Financial Risk Control About Listed Securities Companies Of China

During the past two years, the reform of the financial sector has deepening gradually, and the regulatory agencies deregulated industry regulation. In such a Good market environment, the securities industry is competitive and rapidly evolving. Mixed business modes of financial industry and the impact of internet finance have brought some impact and challenges for securities industry. Faced with both opportunities and challenges, active strategic layout and risk prevention have become key factors that affect a securities development. How to deal with various risks under the new situation has become a crucial issue for securities companies.This paper uses listed securities companies as overall samples for analysis. Focuses on the risk control of listed securities companies in China, The paper consists of five chapters:Chapter 1:Introduction. An overview of the new background of listed securities companies and the meaning of the topic, describe the contents framework of the paper and research methods, innovations and shortcomings.Chapter 2:The theory of financial risk control of securities companies. Introduce the definition of financial risk and the theory of financial risk control, as theoretical foundation discussed later.Chapter 3:Financial risk control status and cause of the problem of listed securities companies in China. Introduce the current situation and risk control methods of China’s listed securities companies.Chapter 4:A case study about Everbright Securities. The paper reviews the case of Everbright Securities and analyses its financial risk control system, then summarizes the defects of Ever bright Securities in risk management.Chapter 5:Recommendations about improvement of financial risk control for china’s listed securities companies. this paper puts forward comprehensive advices on enhancing securities companies’ risk control systems.