The Comparative Research On Listing Legal Problems Of Securities Companies

An increasing number of people are interested in the listing of securities companies in many fields .But most previous researches were mainly focused on the topic related to economics and management. There are few articles on the comparative research in this field. With an eye to the securities companies both in China and in other countries, this article analyzes and compares their differences so as to provide some reasonable suggestions for China's securities market especially through studying their financing methods. This article comprises four chapters as follows:Chapter One first reviews the present situation of China's securities companies. Based on comparing them with the common companies in scopes of establishment, restriction and legislation, it with that analyzes different features in sizes, categories and their running.Chapter Two distinguishes different features of securities companies in legal systems, rights and obligations, shareholders, operation as well as China's basic current securities companies' instance. And, owing to less-development of our current financial market, it is also pointed out that our securities regulatory organizations play an overly-important role in current securities market in the interest of the security of the whole securities market. As a result, our securities companies aren't independent.Chapter Three discusses some shortcomings in front of securities companies such as financing dilemmas during their development. It's quite necessary to takesome effective measures to improve this situation. Endowing rights to list for securities companies could be a choice. Chapter Four researches the necessity, feasibility and the listing ways of companies. For the sake of the safety of securities companies, attention should be attached to the exertion of listing rights of securities companies, which will influence many aspects. Through a thorough analysis of the positive and negative effects, it is concluded that they are generally helpful to the whole financing market.