Research On Punishment Of Infringement On Security Market

As every one knows, it has great progress since we founded security market. Accompanying with great scores, there are a lot of infringement on security market like fraud, insider dealings, market controlling, false representation and contraband etc., because of lack of experiences, incompleteness of market and crisis of sincerity. The government took the model that the central and united government supervised the infringement mainly and self-supervision assisted the government. On the basis of this kind of model, it also found penalty rules of security market. At present, there are three way to regulate the infringement mainly. They are administrative supervision penalty, self-supervision penalty and criminal punishment. Though they had some effect on regulating the security market, a lot of problems still existed like unclearness of power of penalty, insufficiency of enough penalty, lack of judiciary intervene, lack of complete penalty procedure, low quality of tipstaff etc. Thus, the essay started from typical fraud in security market, then, analyzed theoretical reason for penalty of infringement, and gave detail on present status, quality, characteristics, type and performance of penalty, so it can predict punishment rules of security market. I hope it can do some help on judiciary practice, protect investor's interest better and promote the market become open, fair and ordered.The essay divided into five chapters. The first chapter is assessment and analysis...