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Client Protection In Insolvency Proceedings Of Securities Companies

Posted on:2010-07-08Degree:MasterType:Thesis
Country:ChinaCandidate:Y Q ZhengFull Text:PDF
GTID:2166360272993187Subject:Economic Law
Abstract/Summary:PDF Full Text Request
Protecting rights and interests of investors in insolvency of security companies is important to the maintenance of the social stability and expansion of the security market. Clients of security companies is the main investors of the security market, whose rights and interests protection is a core issue in the course of insolvency proceedings of securities companies.The thesis introduces the special characteristics of insolvency of security companies and analyses the characteristics of legal relation between clients and security companies. Then with reference to some other countries experiences, especially with reference to the SIPA in America, the thesis introduces the method which is combining the administrated treatment with judicial procedure that our country takes to control the risk of the security companies, and gives advices on the legislation and especially on the practice of the clients protection in China including identification of qualified customers, selling of security assets, enlarging of the bankruptcy assets of security companies and making good coordination among related institutions.
Keywords/Search Tags:Security companies, insolvency, clients protection
PDF Full Text Request
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