A Research On The Problem Of Withdraw Mechanism Of Chinese Securities Company

Chinese Security Market is an infant enterprise market,Chinese Securities Company have developed rapidly since the day of its establishment. However , Chinese Securities Company have also accumulated very much risks during the process of development . The whole industry has been in the state of continuous deficit since 2001. The quantity of the disposed Security Company have reached 30 until the end of December in 2005. Majority were basically disposed by the guidance of government without legal support.Especially the term of WTO protection have ended,Being short of the prompted mechanism and restricted mechanism, Chinese Securities Company without fail stand in inferior position when they competitive with foreign Securities Company. Therefore it is imperative to establish Withdraw Mechanism of Chinese Securities Company.First,this thesis demonstrates the significance of Withdraw Mechanism of Chinese Securities Company. Then basing on the explain of connotation and foundation of Withdraw Mechanism, this thesis analyze the current questions and difficulties by the means of combining the theory analysis and practical study.Second, adopting the methods of combining macroscopic policy of Withdraw Mechanism and microcosmic case of the international company,this thesis analyze particularly America's,England's and Japan's reference in marketable withdraw mechanism of securities company, summarize successful experience of the international company. Last,Basing on the above, the thesis indicate the means of establishment of Withdraw Mechanism of Chinese Securities Company , Adopting the methods of combining the qualitative analysis and quantitative analysis, The thesis estimate the total risk of Securities Company by blurred evaluation.Based on the estimated result, the risk grade of Chinese Securities Company is divided into five types: normal, light risk, medium risk, high risk, risk of out of control, then the thesis demonstrates relevant compensate measure in order to reduce negative influence.