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Legal Research Of Securities Investor Protection Fund

Posted on:2010-10-13Degree:MasterType:Thesis
Country:ChinaCandidate:W LiFull Text:PDF
GTID:2189360275495567Subject:Law
Abstract/Summary:PDF Full Text Request
Securities investors are highly important for the securities market which can be effected directly and notably by their confidence. Proved by the experience of the developed country and areas, The Securities Investor Protection Fund is very helpful to increase of investor's confidence, establish a long-term mechanism for preventing and handling the risks of securities market, promote orderly and healthy development of the securities market. Its operation model is related closely to securities investor protection, especially during transformation period, the successful running of Securities Investor Protection Fund is not only concerned to prevent and handle the risks of securities, but also concerned to the Chinese characteristics investor protect system building. Accordingly, to perfect the system building of Chinese securities market and accelerate the healthy development of the securities market. Therefore, based on the existing results of the studies from the developed country and areas mature securities market, this paper gives a deep study on Securities Investor Protection Fund from legislation and practice, and puts forward some policy suggestions. The paper includes six parts.First part introduces the background of the investor protect and explains the meaning and content of this study, the method of the research, the research of the home and overseas. Finally, emphasizes its importance and urgency in the transformation period.Chapter I define the Securities Investor Protection Fund, introduces the background and the function of the investor protect, so as to be a basic for the following explains.Chapter II introduces the two models of the world, the independent and affiliated model, take the example of America,British,Germony,Canada,HongKong,Taiwan,in order to have a knowledge of those countries and areas, with this research results, it offers us some reference to the practice of the securities investor protect fund in china.Chapter III of this article reviews the existing problem of the legislation of the Chinese Securities Investor Protect Fund and give some suggestions. Chapter IV is the keystone of this paper, in this part, the author analyze the problem raised and will raise in the future, and bring forth some suggestions to perfect the establishment of the Securities Investor Protect Fund.The last is the conclusion of the article.
Keywords/Search Tags:The Securities Investor Protection, the Securities Investor Protection Fund, Legislation and Practice
PDF Full Text Request
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