A Study On The Legal System Of Shadow Bank Supervision In China

In order to provide certain appropriate recommendations about the shadow banking system’s supervision for reference,this paper will try to do some systematic research on our shadow banking system and its supervision.lt analyzes the current situation,as well as the main problems of its supervision.The paper is based on systematic research on domestic and foreign literatures and applies the combination of historical and comparative analysis method.The characteristics is that it starts from two perspectives of the government supervision and industry internal control and self-discipline, then it comes to the selection of supervision concepts and mode and the setting of the regulatory permission.At last,after the summary and comparison analysis on foreign supervision practice of the and using the advanced experience for reference,a supervision scheme suitable to concrete national conditions is given which contains that our country should gradually achieve the transition of supervision mode from separate mode to the unitary supervision mode,getting the macro-prudential supervision system improved and so on.Apart from the preface and conclusion, this paper consists of four parts:The first part is about the overview of the shadow banking system.It mainly expounds the shadow banking system,definition,basic features, main forms and both the positive and negative influence on our country’s economy.The second part starts from the various forms of the shadow banking system in our country,then sets forth on the current situation of legal regulation and analyzes on the problems of our legal supervision.The third part introduces the regulatory practice and enlightenment of foreign countries,and focus on their main measures,typical bills,representative instructions.It makes a contrastive study and finds some advanced experience we can learn from.For the problems found in chapter two,combined with the foreign advanced experience and our concrete national condition,the fourth part propounds that the government should improve the macro-prudential regulation framework, with the balance of financial fairness and security as the guidanc.It then comes to the selection of supervision concepts and mode and the the setting of the regulatory permission.This paper puts forward some referential suggestions for reference.