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Insider Trading, Legal Regulation

Posted on:2005-11-22Degree:MasterType:Thesis
Country:ChinaCandidate:L WangFull Text:PDF
GTID:2206360125967737Subject:Law
Abstract/Summary:PDF Full Text Request
Insider dealing is a deciet action of the securities. It hinders the healthy development of the securities market. What's insider dealing on earth? How to prevent insider dealing? Thesis here in talks about these problems and proposes suggestion on perfecting legal system of prohibiting insider dealing in our country. The first chapter analyses component elements of insider dealing:insider information, insider personnel, insider dealing behaviour. And it analyses the harm of insider dealing.The second chapter discusses the emergence of legislation on prohibiting securities insider dealing and the change of legislation on prohiting securities insider dealing at abroad. The view on prohiting securities insider dealing has been recognized by international society widely. Every country has aggavated the force of penalty.The third chapter discusses the legislation on prohibiting securities insider dealing at home and the problem of it. The forth chapter proposes suggestionon perfecting legal system of porhibiting insider dealing in our country. It includes: perfecting the mechanism of precautions against securities insider dealing and the institution of compensation.
Keywords/Search Tags:insider dealing, Securities, Legal liability
PDF Full Text Request
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