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Study Of The Legal Issues Of Online Securities Trading Supervision

Posted on:2007-12-25Degree:MasterType:Thesis
Country:ChinaCandidate:F LiFull Text:PDF
GTID:2206360215486079Subject:Economic Law
Abstract/Summary:PDF Full Text Request
Online exchange brings a new chance for securities trade, andrepresents the future direction of it. But, because of the special exchangemedia and the high-risk character, the online securities exchange hasalready beyond the existing regulation system of securities. At present,there is not a whole and in depth research on the regulation of onlinesecurities exchange in our country, so that it is an important task for us tofred out how to elude the risks in online exchange and how to perfect theexisting regulation system of online securities. The author discusses thebasic theory about the regulation for online securities exchange, and takesa systemic analysis on several own special areas in online exchange.Including exchange corpus, exchange information and exchange risk.Online securities exchange belongs to the cross domain ofe-business and finance. It produces great influence on the traditionalsecurities market, changes the used regulation system of securitiesexchange, and promotes the development of cross-trade regulation anddecentring rules. In order to develop our online securities exchange, weshould broaden the market admittance of securities operation and perfectthe admittance qualification of online securities brokers. Because of thedummy character of web, we need to establish a status validation systemof online investor. And about the regulation of online bourse which willbe legal very soon in our country, we should also get ready. The internetchanges the information circumstance of securities. There is a newregulation content about the information which listed companies andsecurities brokers promulgate on the web. The regulation for someinternet products like securities web site or networks forum, is a commondifficulties in all countries' research. Online securities exchange hasspecial risks, so the securities brokers and investors should take necessaryprevention measures, and especially, the fraud behavior in onlinesecurities exchange should become the important content.
Keywords/Search Tags:online securities exchange, corpus regulation, information regulation, risks prevention
PDF Full Text Request
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