Of China's Securities Investor Protection Fund Legal System Perfect

Securities investor protection fund system is an important part of the securities investor protection system. In2005China promulgated" Administrative Measures for Securities Investor Protection Fund ", In2006the newly revised" Securities Law",which makes clear the status of securities investor protection fund system. This indicates that China has formally established the securities investor protection fund system. But the designs of the system still exists many problems. This paper bases on the basic provisions of the Chinese securities investor protection fund legal system, by probing into the problems on the Chinese securities investor protection fund system, absorbing and taking examples by the successful experience of the securities investor protection fund legal system from the developed country (region), The paper put forward the perfect proposal to China securities investor protection fund legal system from the subject system, object system, compensation system, supervisory system and so on.This text of paper is divided into five parts.The first part make a overview of the securities investor protection fund system.The basic theory of the system are discussed initially from the four aspects of concept, features, position, role of protection fund. The second part analyzes the status quo of the China securities investor protection fund legal system. The part mainly base on the legislative background and legislative significance, making further discusses of the legal system and specific content of the China securities investor protection fund.The third part make analyze the problems of China's legal system of securities investor protection fund.The problems are discussed mainly from four aspects of the subject system, object system, compensation system, supervision system. Specific to, In the subject system, I make analysis of problem from the two main point of view of the investor protection fund companies and investors; In the object system, make analysis of problem mainly from three aspects of the source of fund, the form of fund and the function of fund; On the compensation system, mainly discusses the range of compensation and compensation problems in procedure. In the regulatory system, mainly exist some problems about the regulatory unreasonable departments, lack of coordination mechanism between company of investor protection fund and the relative subject.The fourth part makes overview of securities investor protection fund legal system of developed country (region) in the capital market. I discuss each countiy, which has the securities investor protection fund law mainly from four respects of the subject system, object system, compensation system, and supervision system.The fifth part, which bases on the successful experience of each country (region) of securities investor protection fund legal system, combined with the actual situation of China's capital market, according to China securities investor protection fund problems, makes suggestion for the securities investor protection fund legal system to be perfect, also from the four aspects of subject system, object system, compensation system, supervision system.