On The Securities Investor Protection System Improvement In China

The special risk of securities products,it makes the stock market a variety of risksresulting from the date.As the securities market consumer,the protection of ordinarysecurities investors about the legitimate rights and interests gets more and moreattention,in the increasingly diverse and complex securities market.In order to makeour country securities investor’s legitimate rights and interests of effectiveprotection,China Securities Investor Protection Fund Limited liability company wasformally established in August30,2005.The company,officially as the securitiesinvestor protection organization,is based on the special protection of securitiesinvestors.And it laid a foundation of Chinese securities investor protectionfields.However,as a result of our country’s securities investor protection system itselfis not perfect,there exist many defects and deficiencies on the protective tissue infunction orientation, personnel and operating procedures.This paper will be based onthe Chinese securities investor protection system insufficient aspects to study,andreference a few developed countries of foreign mature system.It will put forward thefeasible proposal on the Chinese securities investor protection system improvement.Ihope to do some help in improving the system.This thesis is divided into four parts:The first part,it gives the brief introduction of the securities investor protectionsystem,mainly through the brief introduction of definition of the concept of the securities investor,analysis of the reasons of the securities investor protection and thesignificance and role of the securities investor protection.It makes the article’s overallarchitecture deep.The introduction of basic knowledge foreshadowed for thecommencement of the focus of chapters below.It provides a wealth of knowledgereserves for later described the deficiencies of China’s securities investors protectionsystem and the improvement of relevant systems.The second part,using of comparative analysis of the legal theory,it makes acomparative study about abroad, China’s Hong Kong and Taiwan, China, mainlandChina Securities Investor Protection System,mainly focused on the legal basis,theorganization,the conditions of the protection and scope of it.A comparative study ofthe system provided the preconditions for the following found that lack of systemconstruction of China’s Securities Investor Protection.The third part,it focuses on the lack of the securities investor protectionsystem.Analyzing based on the status of the Securities Investor Protection in China,inthe present system within the framework,it focuses on several aspects of theweakness,such as the deviation of the functions of the Securities Investor Protectionagencies positioning,the lack of supporting processes and systems.On this basis,itanalyzed the reasons for these inadequacies.The fourth part,on the basis of the third part,for lack of securities investorprotection system,it surpposed proposed on improving and perfecting views.Withinthe existing institutional framework,it will make further complement and enhance toachieve the perfect purpose of the system of investor protection in China and trulyachieve the protection of the interests of investors in securities.