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Study On Securities Investor Protection Fund System

Posted on:2007-08-30Degree:MasterType:Thesis
Country:ChinaCandidate:Y HeFull Text:PDF
GTID:2166360212477524Subject:Economic Law
Abstract/Summary:PDF Full Text Request
As an important composition of the investor protection system in the securities market, securities investor protection fund is widely recognized in preventing and dealing with financial crisis, protecting the interests of investors, and safeguarding the financial order. Along with the development of the finance system reform, the system of securities investor protection fund is being established in China. Although a few scholars have done some research on it, the production is scattered. With a view to the present securities Law and the actuality of investor protection,this thesis analyses the securities investor protection system in the operation mode, the source of the fund and the compensation mechanism, by a method of clause study, theory consideration, based on comparing and using for reference the securities investor protection fund in America and Hong Kong District.There are three chapters in this thesis:The first chapter mainly introduces the general theories of securities investor protection fund, which contains the definition and law characteristics of the securities investor protection fund. Based on the actuality of the securities market in China, this part demonstrates the necessity and probability of setting up the protection fund in China, and then introduces the legislation process briefly.The second chapter is the system comparison and use for reference of the securities investor protection fund home and abroad. After a brief introduction of the legislation of protection fund in the world, this part emphasizes the system of protection fund in America and Hong Kong District, based on which the author analyses the major problem concerned in the protection fund.The third chapter analyses the operation mode of the protection fund, which is conducted by the investor protection fund corporation. To understand how the protection fund deals with the compensation, this part analyses the legal question the protection fund concerns, containing the source of the fund, the object and range of the compensation, and the compensation procedure. As to perfecting this protection fund, the author expressed her own ideas.
Keywords/Search Tags:Securities Investor Protection Fund, Securities Investor Protection Fund Corporation, Compensation Mechanism
PDF Full Text Request
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